-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kq9ybR5dPBFNotNhuEKDCZHvof3ZwDujARksfXvxwdyHBvt8oiKO7CsniN8+rf7a CklQENS2/l+skSkv6lcsIQ== 0001144204-06-036802.txt : 20060901 0001144204-06-036802.hdr.sgml : 20060901 20060901145215 ACCESSION NUMBER: 0001144204-06-036802 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060901 DATE AS OF CHANGE: 20060901 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Industrial Enterprises of America, Inc. CENTRAL INDEX KEY: 0001059677 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PRODUCTS OF PETROLEUM & COAL [2990] IRS NUMBER: 133963499 STATE OF INCORPORATION: NV FISCAL YEAR END: 0606 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80377 FILM NUMBER: 061071360 BUSINESS ADDRESS: STREET 1: 711 THIRD AVENUE, SUITE 1505 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 490-3100 MAIL ADDRESS: STREET 1: 711 THIRD AVENUE, SUITE 1505 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED BIO/CHEM INC DATE OF NAME CHANGE: 20030708 FORMER COMPANY: FORMER CONFORMED NAME: CIRO INTERNATIONAL INC DATE OF NAME CHANGE: 19991229 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bui Trinity CENTRAL INDEX KEY: 0001372893 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 212 755 8198 MAIL ADDRESS: STREET 1: 300 EAST 55TH STREET STREET 2: APT 14D CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 v051841_sc13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) INDUSTRIAL ENTERPRISES OF AMERICA, INC. (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 456132208 (CUSIP NUMBER) AUGUST 30, 2006 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: |X| RULE 13D-1(B) |_| RULE 13D-1(C) |_| RULE 13D-1(D) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON'S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED ON THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). CUSIP NO. 456132208 - -------------------------------------------------------------------------------- 1) NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) *TRINITY BUI *TRINITY BUI IS FILING ON BEHALF OF (1) TRINITY BUI, PERSONALLY, AND (2) TRINITY FINANCING INVESTMENTS CORP., OF WHICH MS. BUI IS PRESIDENT, SOLE DIRECTOR AND SOLE STOCKHOLDER. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- NUMBER OF SHARES 5) SOLE VOTING POWER 725,000 BENEFICIALLY --------------------------------------------------- OWNED BY EACH 6) SHARED VOTING POWER REPORTING --------------------------------------------------- PERSON WITH 7) SOLE DISPOSITIVE POWER 725,000 --------------------------------------------------- 8) SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 725,000 - -------------------------------------------------------------------------------- 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_| - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ITEM 9 9.9% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- ITEM 1. (A) NAME OF ISSUER INDUSTRIAL ENTERPRISES OF AMERICA, INC. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE INDUSTRIAL ENTERPRISES OF AMERICA, INC. 711 THIRD AVENUE, SUITE 1505 NEW YORK, NEW YORK 10017 ITEM 2. (A) NAME OF PERSONS FILING TRINITY BUI *TRINITY BUI IS FILING ON BEHALF OF (1) TRINITY BUI, PERSONALLY, AND (2) TRINITY FINANCING INVESTMENTS CORP., OF WHICH MS. BUI IS PRESIDENT, SOLE DIRECTOR AND SOLE STOCKHOLDER. (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR IF NONE, RESIDENCE TRINITY BUI: PRINCIPAL BUSINESS OFFICE: 300 EAST 55TH STREET APT. 14D NEW YORK, NY 10022 TRINITY FINANCING INVESTMENTS CORP: PRINCIPAL BUSINESS OFFICE: 300 EAST 55TH STREET APT. 14D NEW YORK, NY 10022 (C) CITIZENSHIP TRINITY BUI: UNITED STATES TRINITY FINANCING INVESTMENTS CORP: DELAWARE (D) TITLE OF CLASS OF SECURITIES COMMON STOCK, PAR VALUE $0.001 PER SHARE (E) CUSIP NUMBER 456132208 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 240.13D- 1(B), OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (A) ___ BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT (15 U.S.C. 78O). (B) ___ BANK AS DEFINED IN SECTION 3(A)(6) OF THE ACT (15 U.S.C. 78C). (C) ___ INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT (15 U.S.C. 78C). (D) ___ INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940 (15 U.S.C. 80A-8). (E) ___ AN INVESTMENT ADVISER IN ACCORDANCE WITH 240.13D- 1(B)(1)(II)(E). (F) ___ AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH 240.13D-1(B)(1)(II)(F). (G) ___ A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH 240.13D-1(B)(1)(II)(G) (H) ___ A SAVINGS ASSOCIATION AS DEFINED IN SECTION 3(B) OF THE FEDERAL DEPOSIT INSURANCE ACT (12 U.S.C. 1813). (I) ___ A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(C)(14) OF THE INVESTMENT COMPANY ACT OF 1940 (15 U.S.C. 80A-3). (J) ___ GROUP, IN ACCORDANCE WITH SECTION 240.13D-1(B)(1)(II)(J). ITEM 4. OWNERSHIP. PROVIDE THE FOLLOWING INFORMATION REGARDING THE AGGREGATE NUMBER AND PERCENTAGE OF THE CLASS OF SECURITIES OF THE ISSUER IDENTIFIED IN ITEM 1. (A) AMOUNT BENEFICIALLY OWNED: *TRINITY BUI: 500,000 SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF CONVERTIBLE PROMISSORY NOTES AND 55,000 SHARES ISSUABLE UPON EXERCISE OF WARRANTS *TRINITY FINANCING INVESTMENTS CORP: 150,000 SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF CONVERTIBLE PROMISSORY NOTES AND 20,000 SHARES ISSUABLE UPON EXERCISE OF WARRANTS *TRINITY BUI AND TRINITY FINANCING INVESTMENTS CORP., JOINTLY: 650,000 SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF CONVERTIBLE PROMISSORY NOTES AND 75,000 SHARES ISSUABLE UPON EXERCISE OF WARRANTS *NOTE: THE NUMBER OF SHARES LISTED DOES NOT REFLECT (A) ADDITIONAL SHARES TO WHICH EITHER TRINITY BUI OR TRINITY FINANCING INVESTMENTS CORP. MAY BE ENTITLED DUE TO ANTI-DILUTION RIGHTS PURSUANT TO AGREEMENTS WITH THE ISSUER; AND (B) 640,000 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF WARRANTS WHICH CANNOT BE ISSUED PURSUANT TO THE TERMS OF SUCH WARRANTS IF THE ISSUANCE OF SUCH SHARES WOULD RESULT IN BUI BECOMING THE BENEFICIAL OWNER OF TEN PERCENT (10%) OR MORE OF THE VOTING SECURITIES, OR WOULD OTHERWISE BE CONSIDERED AN "AFFILIATE" OF INDUSTRIAL ENTERPRISES OF AMERICA, INC. UNDER THE RULES PROMULGATED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). (B) PERCENT OF CLASS: TRINITY BUI AND TRINITY FINANCING INVESTMENTS CORP, JOINTLY: 9.9% TRINITY BUI: 7.6% TRINITY FINANCING INVESTMENTS CORP: 2.3% (C) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 725,000 (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 725,000 (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING |_|. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION. BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE NOT ACQUIRED AND ARE NOT HELD FOR THE PURPOSE OF OR WITH THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF THE SECURITIES AND WERE NOT ACQUIRED AND ARE NOT HELD IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING THAT PURPOSE OR EFFECT. DATED: AUGUST 30, 2006 /s/ TRINITY BUI ---------------------------- TRINITY BUI -----END PRIVACY-ENHANCED MESSAGE-----